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End-To-End Unsupervised Fault Detection Using A Flow-Based Model
Department of Industrial Engineering, Dongguan University of Technology, Dongguan, 523808, China.
Luleå University of Technology, Department of Civil, Environmental and Natural Resources Engineering, Operation, Maintenance and Acoustics.ORCID iD: 0000-0002-7458-6820
Luleå University of Technology, Department of Civil, Environmental and Natural Resources Engineering, Operation, Maintenance and Acoustics. State Key Laboratory of Advanced Design and Manufacturing for Vehicle Body, College of Mechanical and Vehicle Engineering, Hunan University, Changsha 410082, China.ORCID iD: 0000-0002-8018-1774
Department of Industrial Engineering, Dongguan University of Technology, Dongguan, 523808, China.
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2021 (English)In: Reliability Engineering & System Safety, ISSN 0951-8320, E-ISSN 1879-0836, Vol. 215, article id 107805Article in journal (Refereed) Published
Abstract [en]

Fault detection has been extensively studied in both academia and industry. The rareness of faulty samples in the real world restricts the use of many supervised models, and the reliance on domain expertise for feature engineering raises Other barriers. For this reason, this paper proposes an unsupervised, end-to-end approach to fault detection based on a flow-based model, the Nonlinear Independent Components Estimation (NICE) model. A NICE model models a target distribution via a sequence of invertible transformations to a prior distribution in the latent space. We prove that, under certain conditions, the L2-norm of normal samples’ latent codes in a trained NICE model is Chi-distributed. This facilitates the use of hypothesis testing for fault detection purpose. Concretely, we first apply Zero-phase Component Analysis to decorrelate the data of normal states. The whitened data are fed to a NICE model for training, in a maximum likelihood sense. At the testing stage, samples whose L2-norm of latent codes fail in the hypothesis testing are suspected of being generated by different mechanisms and hence regarded as potential faults. The proposed approach was validated on two datasets of vibration signals; it proved superior to several alternatives. We also show the use of NICE, a type of generative model, can produce real-like vibration signals because of the model's bijective nature.

Place, publisher, year, edition, pages
Elsevier, 2021. Vol. 215, article id 107805
Keywords [en]
Prognostics and health management, Fault detection, Deep learning, Unsupervised learning, Flow-based models
National Category
Software Engineering
Research subject
Operation and Maintenance
Identifiers
URN: urn:nbn:se:ltu:diva-84635DOI: 10.1016/j.ress.2021.107805ISI: 000690283800019Scopus ID: 2-s2.0-85107630379OAI: oai:DiVA.org:ltu-84635DiVA, id: diva2:1557554
Note

Validerad;2021;Nivå 2;2021-06-18 (johcin);

Forskningsfinansiärer: National Natural Science Foundation of China (71801045, 71801046, 51905160); the Research start-up funds of DGUT (GC300502-46); the Natural Science Foundation of Hunan Province (2020JJ5072); the National Key Research and Development Program of China (2020YFB1712103); the Fundamental Research Funds for the Central Universities (531118010335)

Available from: 2021-05-26 Created: 2021-05-26 Last updated: 2022-10-28Bibliographically approved

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Lin, JingShao, Haidong

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