Model Interpretability and Intensity Prediction of Rockbursts Using a Method Innovation Based on the QGHSCSO-CatBoost AlgorithmVisa övriga samt affilieringar
2026 (Engelska)Ingår i: Rock Mechanics and Rock Engineering, ISSN 0723-2632, E-ISSN 1434-453X, Vol. 59, s. 2107-2136Artikel i tidskrift (Refereegranskat) Published
Abstract [en]
Rockbursts are often sudden and random, and they negatively affect the construction of tunnels and mines, creating unsafe conditions. Accurately predicting rockburst intensity is critical for disaster prevention and control and to ensure safety in underground spaces. Predicting rockbursts with traditional machine learning methods has become increasingly common; however, black-box effects limit the interpretability of the prediction mechanism. This study proposes a novel rockburst prediction method that combines a multistrategy improved optimization (quantum computation and good point sets and harmonizing sand cat swarm optimization (QGHSCSO)) with the CatBoost model. An interpretable technique (Shapley additive explanations (SHAPs)) is introduced to decipher the black-box effect of the QGHSCSO-CatBoost model, revealing the algorithm’s prediction mechanism. A comprehensive and multiangle performance comparison analysis is conducted with the whale optimization algorithm (WOA), northern goshawk optimization (NGO), and Harris hawk optimization (HHO) algorithms, using 10 test functions to verify the robustness and convergence of the QGHSCSO algorithm. The contributions of input factors to the prediction results are evaluated via a SHAP analysis. The results indicate that model classification predictions are governed by the elastic deformation energy coefficient (Wet), particularly in intense rockbursts. The rock stress coefficient (σθ∕σc) and rock brittleness coefficient (σc∕σt) have minor SHAP contributions, indicating that they serve as supporting factors in low-to-moderate predictions. The QGHSCSO-CatBoost model, based on interpretable techniques, provides accurate and stable rockburst prediction (prediction accuracies of 90.74% for the test set); therefore, the QGHSCSO-CatBoost algorithm is a feasible approach for rockburst intensity prediction.
Ort, förlag, år, upplaga, sidor
Springer , 2026. Vol. 59, s. 2107-2136
Nyckelord [en]
Rockbursts prediction, Algorithm, QGHSCSO, Catboost, SHAP, Geotechnical engineering
Nationell ämneskategori
Datavetenskap (datalogi) Annan samhällsbyggnadsteknik
Forskningsämne
Gruv- och berganläggningsteknik
Identifikatorer
URN: urn:nbn:se:ltu:diva-115108DOI: 10.1007/s00603-025-04958-yISI: 001584683500001Scopus ID: 2-s2.0-105017593874OAI: oai:DiVA.org:ltu-115108DiVA, id: diva2:2006457
Anmärkning
Funder: National Natural Science Fund of China (52274073); Chongqing Natural Science Foundation Innovation and Development Joint Fund (CSTB2024NSCQ-LZX0056); State Key Laboratory of Coal Mine Disaster Dynamics and Control (2011DA105287-FW202409); Special Fund of State Key Laboratory of Intelligent Deep Metal Mining and Equipment (IDMEKFJJB01); Rut and Sten Brand foundation
2025-10-142025-10-142026-06-30Bibliografiskt granskad