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Model Interpretability and Intensity Prediction of Rockbursts Using a Method Innovation Based on the QGHSCSO-CatBoost Algorithm
State Key Laboratory of Coal Mine Disaster Dynamics and Control, School of Resources and Safety Engineering, Chongqing University, Chongqing 400044, China.
State Key Laboratory of Coal Mine Disaster Dynamics and Control, School of Resources and Safety Engineering, Chongqing University, Chongqing 400044, China.
State Key Laboratory of Coal Mine Disaster Dynamics and Control, School of Resources and Safety Engineering, Chongqing University, Chongqing 400044, China.
Luleå University of Technology, Department of Civil, Environmental and Natural Resources Engineering, Mining and Geotechnical Engineering.ORCID iD: 0009-0002-4318-9969
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2026 (English)In: Rock Mechanics and Rock Engineering, ISSN 0723-2632, E-ISSN 1434-453X, Vol. 59, p. 2107-2136Article in journal (Refereed) Published
Abstract [en]

Rockbursts are often sudden and random, and they negatively affect the construction of tunnels and mines, creating unsafe conditions. Accurately predicting rockburst intensity is critical for disaster prevention and control and to ensure safety in underground spaces. Predicting rockbursts with traditional machine learning methods has become increasingly common; however, black-box effects limit the interpretability of the prediction mechanism. This study proposes a novel rockburst prediction method that combines a multistrategy improved optimization (quantum computation and good point sets and harmonizing sand cat swarm optimization (QGHSCSO)) with the CatBoost model. An interpretable technique (Shapley additive explanations (SHAPs)) is introduced to decipher the black-box effect of the QGHSCSO-CatBoost model, revealing the algorithm’s prediction mechanism. A comprehensive and multiangle performance comparison analysis is conducted with the whale optimization algorithm (WOA), northern goshawk optimization (NGO), and Harris hawk optimization (HHO) algorithms, using 10 test functions to verify the robustness and convergence of the QGHSCSO algorithm. The contributions of input factors to the prediction results are evaluated via a SHAP analysis. The results indicate that model classification predictions are governed by the elastic deformation energy coefficient  (Wet), particularly in intense rockbursts. The rock stress coefficient (σθ∕σc) and rock brittleness coefficient (σc∕σt) have minor SHAP contributions, indicating that they serve as supporting factors in low-to-moderate predictions. The QGHSCSO-CatBoost model, based on interpretable techniques, provides accurate and stable rockburst prediction (prediction accuracies of 90.74% for the test set); therefore, the QGHSCSO-CatBoost algorithm is a feasible approach for rockburst intensity prediction.

Place, publisher, year, edition, pages
Springer , 2026. Vol. 59, p. 2107-2136
Keywords [en]
Rockbursts prediction, Algorithm, QGHSCSO, Catboost, SHAP, Geotechnical engineering
National Category
Computer Sciences Other Civil Engineering
Research subject
Mining and Rock Engineering
Identifiers
URN: urn:nbn:se:ltu:diva-115108DOI: 10.1007/s00603-025-04958-yISI: 001584683500001Scopus ID: 2-s2.0-105017593874OAI: oai:DiVA.org:ltu-115108DiVA, id: diva2:2006457
Note

Funder: National Natural Science Fund of China (52274073); Chongqing Natural Science Foundation Innovation and Development Joint Fund (CSTB2024NSCQ-LZX0056); State Key Laboratory of Coal Mine Disaster Dynamics and Control (2011DA105287-FW202409); Special Fund of State Key Laboratory of Intelligent Deep Metal Mining and Equipment (IDMEKFJJB01); Rut and Sten Brand foundation

Available from: 2025-10-14 Created: 2025-10-14 Last updated: 2026-06-30Bibliographically approved

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Li, ZongzeZou, Yang

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